CFTC Rule 42.2

Requires CFTC registered firms to comply with the applicable provisions of the Bank Secrecy Act.

Rule Overview

Jurisdiction: United States

Regulator: CFTC

Topic: AML

Overview
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Further Reading

This compliance requirement includes any regulations promulgated under that Act.

A key requirement is for the firm to implement a customer identification program as part of their overall compliance program.

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